Disciplinary actions out of the Financial Industry Regulatory Authority fell for the third straight year in 2022, while the total number of fines and amount of restitution drastically dipped largely ...

Bloomfield FD Chief Louis Venezia called it a "moment of frustration." Discipline for the public meeting tirade has not been released. Here's why.

"I feel the bar sometimes, and the supreme courts that rule on these matters, try to take an easier way out rather than making people pay the price that they should pay," Jeffrey D. Swartz, a ...

John Pauciulo, a former partner at Eckert Seamans Cherin & Mellott, faces potential discipline over his representing an investment agent involved with Par Funding. Eckert recently finalized a $38 ...

In 2024, the Financial Industry Regulatory Authority increased the number of disciplinary actions and the amount of restitution payments to victims but collected less in fines, according to an annual ...

A disciplinary action involving loss of pay, such as demotion, suspension without pay or termination may be imposed by the Appointing Authority. To speak with Human Resources about questions on ...

As a federal contractor, the University of Dayton must follow federal regulations regarding research security. Protecting information is important to our sponsors and to national security. The ...

South Africa's health regulators issue a stark warning to pharmacists and medical practitioners: continued use of recalled ...